UBS Financial Services SOX Specialist in Zürich, Switzerland

Your role:

You’ll be working in the Group SOX Office, which sits within Corporate Center Risk Control, an independent second line of defence function responsible for the implementation of the Operational Risk Framework across UBS. The role of the Group SOX Office is to manage the UBS SOX compliance framework, including SOX 404 and SOX 302. We aim to provide UBS with real time guidance and challenge around aspects of their businesses and processes, including critically challenging the suitability of controls and processes, providing advice on SOX queries and partnering with them on points of escalations. The Group SOX team is currently spread across UK, Switzerland, US and Poland.

What we offer:

Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.

Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).

Take the next step:

Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.

Disclaimer / Policy Statements:

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team:

You’ll be working in the Group SOX Office, which sits within Corporate Center Risk Control, an independent second line of defence function responsible for the implementation of the Operational Risk Framework across UBS. The role of the Group SOX Office is to manage the UBS SOX compliance framework, including SOX 404 and SOX 302. We aim to provide UBS with real time guidance and challenge around aspects of their businesses and processes, including critically challenging the suitability of controls and processes, providing advice on SOX queries and partnering with them on points of escalations. The Group SOX team is currently spread across UK, Switzerland, US and Poland.

Your experience and skills:

You have:

–\texperience and knowledge of internal control design and risk management within a financial services environment, including SOX compliance, with a proven track record of successful delivery of both a day-to-day mandate, change initiatives and able to meet fixed deadlines

–\tgiven accurate advice on a range of topics impacting operational risk control within a Group SOX Office function, or similar, including operational risk issues and events and SOX compliance

–\tundertaken independent SOX assessments on issues and events across the breadth of an organization

–\tcoordinated other risk control functions, internal audit or external reviews to develop a complete and integrated view of risk

–\tthe ability to deal with a large workload and prioritize competing demands with an eye for process improvement, planning and organization

–\tvery good written and spoken English. German would be an advantage

You are:

–\tcreative, independently minded, strong technically with problem solving/analytical and strong influencing skills

–\table to analyse and understand processes and controls at a high level

–\ta great communicator both orally and in writing (and you know how to handle challenging situations)

About us:

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Your colleagues:

Job Reference #: 176038BR

Business Divisions: Corporate Center

Title: SOX Specialist

City: Zürich

Job Type: Full Time

Country / State: Switzerland - Zürich

Function Category: Risk