UBS Financial Services Financial Crime Onboarding Analyst in Weehawken, New Jersey
Do you want to keep criminals from abusing the financial system? Are you someone who likes to do the right thing? Do you know how to maintain independence and objectivity?
We are looking for someone like that who can:
conduct enhanced due diligence on existing and new clients in accordance with Firm Customer Identification Program policies and the USA Patriot Act for predominantly international clients and sensitive domestic clients such as PEPs or those associated with high risk industries or countries
communicate effectively and maintain relationships with the branch network and Senior Management regarding KYC documentation, clarification of structures and content of account requests
manage their own case load, and communicate directly with business/branch offices when necessary
review certain reports and be tasked with assisting in other internal compliance processes
review and approve due diligence updates to existing accounts when required
conduct annual risk based reviews, where required
What we offer:
Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.
Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).
Take the next step:
Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.
Disclaimer / Policy Statements:
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
You will be working in the C&ORC Financial Crime team in New Jersey. Our role is to assist UBS in the fight against money laundering, fraud, corruption and terrorist financing.
Your experience and skills:
-a Bachelors' degree
-3+ years of AML experience with a broker dealer / financial services / wealth management
strong experience in AML laws and regulations, trends and issues
working knowledge of LexisNexis, Factiva, World-Check, case management systems, and/ or various compliance related systems
excellent verbal/written and should be analytically and technologically advanced
-Certified Anti-Money Laundering Specialist (ACAMS) and
fluency in Spanish / Portuguese / Mandarin / Cantonese are a plus
analytical / critical thinker, with the ability to provide practical solutions
result-oriented and assertive (you don’t shy away from challenging situations)
highly flexible and detail-oriented with the ability to multi-task and change directions based on business demands
able to prioritize a diverse workload with multiple deadlines
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in almost 900 offices and more than 50 countries. Do you want to be one of us?
Job Reference #: 171130BR
Business Divisions: Corporate Center
Title: Financial Crime Onboarding Analyst
Job Type: Full Time
Country / State: United States - New Jersey
Function Category: Compliance, Risk