UBS Financial Services DTC Settlements - Associate Director in Weehawken, New Jersey

Your role:

  • Taking responsibility for owning the day-to-day DTC domestic settlement, including primary market CD issuances, and acting as the point of escalation for managing reconciliations.

  • Providing an industry leading level of client service to external clients and internal stakeholders, supporting stakeholders and developing valuable internal & external relationships with employees of varying seniority.

  • Monitoring and managing third party vendors' performance in line with SLA expectations.

  • To proactively ensure UBS's risk is managed and escalated in a timely fashion.

What we offer:

Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.

Take the next step:

Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.

Disclaimer / Policy Statements:

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team:

This role supports Equities, Fixed Income, & wealth management businesses; the team handles all post-trade activities relating to settlement, and risk management. UBS also utilizes offshore service providers, and managing the relationship and performance of them is a key responsibility of the role. The ideal candidate will be highly proactive with strong leadership qualifications, strong attention to detail, and a demonstrated ability to take initiative and understand both internal & external stakeholders needs to provide an industry leading level of client & post-trade service, risk management and vendor management.

Your experience and skills:

You have:

  • At minimum 2-years' experience as a senior analyst or leadership position in a similar role

  • Ability to work independently within a highly regulated environment.

  • An understanding of the finance industry & financial products.

  • Knowledge of broker/dealer operations concepts such as Stock Record, DTC, Seg, and Trade Lifecycle highly preferred

  • Comfortable communicating effectively with colleagues in the Front Office, Middle Office, and external counterparts & clients. Essential Skills / Aptitude:

  • Strong written and verbal communication skills in English required

  • Good Analytical skills and keen eye for detail

  • Planning & Organizational skills •Knowledge and proficiency in the use of Microsoft Office and computer skills required

  • Strong MS Excel skills

  • Ability to research and understand financial concepts

  • Ability to multitask and prioritize in a fast paced environment

About us:

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Your colleagues:

Job Reference #: 177922BR

Business Divisions: Corporate Center

Title: DTC Settlements - Associate Director

City: Weehawken

Job Type: Full Time

Country / State: United States - New Jersey

Function Category: Operations