UBS Financial Services Alternative Investment Attorney in Weehawken, New Jersey
Do you have in depth experience in the development, structuring, marketing and distribution of alternative investment products including hedge funds, funds of funds, private equity, real estate funds and commodity pools? Do you have a solid background in the legal profession? We're looking for someone like this to:
provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws
coordinate with compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations
assist in the review of and provide advice on advertising and sales literature; and keeping senior management and other personnel apprised of pertinent legal and regulatory developments
provide advice in the development, structuring, offering and operation of alternative investments, including sales practice and regulatory issues
What we offer:
Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.
Take the next step:
Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.
Disclaimer / Policy Statements:
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
You'll be working in the Wealth Management Advice & Platforms Legal Team of UBS Wealth Management, based in Weehawken, NJ. You will split your time between the legal offices in Weehawken, and the client in New York City. You will be working as an experienced securities lawyer to assist in counselling the Alternative Investments Group.
Your experience and skills:
a JD degree with current admission to the bar
heavy experience in the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, Exchange Act of 1934 and FINRA rules.
extensive experience with the Investment Company Act, commodity pool operators, and unregistered alternative investment funds, including funds of funds.
5+ years' experience with a Broker-dealer
a strong writer and verbal communicator, used to interacting with colleagues at all levels
an expert at building networks and connections
known for hitting deadlines
comfortable in working in a dynamic and varied legal environment
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in almost 900 offices and more than 50 countries. Do you want to be one of us?
Job Reference #: 170463BR
Business Divisions: Corporate Center
Title: Alternative Investment Attorney
Job Type: Full Time
Country / State: United States - New Jersey
Function Category: Legal