UBS Financial Services Compliance Specialist in Tokyo, Japan

Your role:

We’re looking for someone like that to:

  • provide support and guidance on Employee Conduct Japan to deliver proper service mainly for Licensing/ Registration and Training/Education.

  • provide high quality analysis and interpretation with respect to relevant Japanese regulations as well as UBS policies.

What we offer:

Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.

Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).

Take the next step:

Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.

Disclaimer / Policy Statements:

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team:

Employee Conduct team of Japan Compliance & Operation Risk (C&ORC) is mainly composed of providing guidance on employee licensing & registration, personal account dealing, external directorship, regular affirmation process and Compliance trainings. We also make sure internal policies are followed and our reputation is protected from legal and regulatory risks.

Your experience and skills:

You have

  • an understanding of the Japanese regulatory environment and expectation

  • excellent detailed-oriented skill sets to prepare accurate documentations to be filed with Japanese regulators

  • database management skills to perform analysis on the status of service delivery etc.

You are

  • a self starter with a demonstrable ability to work independently, identify issues and recommend remediation.

  • Native level Japanese language skill and fluent in English

About us:

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Your colleagues:

Job Reference #: 176050BR

Business Divisions: Corporate Center

Title: Compliance Specialist

City: Tokyo

Job Type: Temporary / Contract

Country / State: Japan

Function Category: Compliance