UBS Financial Services Compliance - Asset Management Compliance Officer in Tokyo, Japan
Are you risk averse but risk aware?
You will work closely with various compliance functions in group companies, reporting to Local Head of Compliance & Operational Risk Control Department of the Japan Entity.
We are looking for someone like that to:
provide compliance advice/support to AM business
review marketing materials
perform regulatory change tracking, monitor group policy changes, coordinate gap analysis and implementation
coordinate periodic review and update of internal policies and procedures
liaison with regulatory authorities, coordinate regulatory reporting
Perform error handling
Work closely with regional team and other functions within compliance and operational risk control area
Coordinate various local and regional/global regulatory projects
What we offer:
Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.
Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).
Take the next step:
Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.
Disclaimer / Policy Statements:
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
You’ll be working in the Compliance & Operational Risk Control team in Asset Management Japan.
The team is a small team which is responsible for the overall compliance with local regulatory requirements, and provide a comprehensive advisory, monitoring and control service to Asset Management business in Japan.
Your experience and skills:
You are / You have;
Fluent Japanese and English
Standard PC skills (e.g. Expert skill for Excel, Word, PPT, MS Access etc. is preferable but not mandatory)
At least 5 years of working experience in asset management compliance role financial industry preferably in asset management
Compliance, risk control/management or legal background is preferred
Proactive, teamwork-oriented, effective communication skill, and challenging character
University degree in Law or Economics is preferred
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
Job Reference #: 176334BR
Business Divisions: Corporate Center
Title: Compliance - Asset Management Compliance Officer
Job Type: Full Time
Country / State: Japan
Function Category: Compliance