UBS Financial Services AML Risk Manager – UBS Wealth Management USA in Stamford, Connecticut

Your role:

Do you want to have a leadership role in the preventing criminals and terrorists from abusing the financial and legislative systems? Are you the type of person who can lead a team in the development of a program to prevent financial crimes? Are you an individual capable of undertaking a demanding yet rewarding role?

We are looking for someone who can:

  • serve as an AML Risk Manager for the Wealth Management USA division of UBS, helping the Chief AML Officer to lead, coordinate and execute around the implementation of a comprehensive AML program

  • provide expert guidance to senior executives and business managers concerning Financial Crime regulations

  • coordinate AML functions across UBS to deliver a comprehensive program to prevent financial crimes

Your team

You will be working with the Financial Crime team, in the Compliance & Operational Risk function, based in Stamford, CT. The Financial Crime team helps UBS in the fight against money-laundering, fraud, corruption and terrorist financing.

What we offer:

Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.

Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).

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Take the next step:

Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.

Disclaimer / Policy Statements:

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team:

Your team

You will be working with the Financial Crime team, in the Compliance & Operational Risk function, based in Stamford, CT. The Financial Crime team helps UBS in the fight against money-laundering, fraud, corruption and terrorist financing.

Your experience and skills:

Your experience and skills

You have:

  • a 4 year college degree or international equivalent

  • 8+ years of prior AML compliance or related regulatory experience with a wealth management, broker dealer, retail and/or private bank, and/or correspondent bank or 8+ years of compliance related experience at a law firm, regulatory agency, financial institution, major consulting firm or in law enforcement

  • proven recent experience in a senior anti-money laundering compliance role in the securities industry is preferred

  • experience handling sensitive information with a high degree of discretion with a focus on the maintenance of client privacy

-Certified Anti-Money Laundering Specialist (ACAMS) / Certified Fraud Examiner (CFE) / Certified AML and Fraud Professional (CAFP) is a plus

You are:

  • able to interact with, and present to, all levels of management and regulators

  • team-oriented with strong interpersonal skills, able to calmly manage conflict and pressure in a demanding, high-volume environment

  • flexible, capable of prioritizing based on business demands

About us:

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Your colleagues:

Job Reference #: 173184BR

Business Divisions: Corporate Center

Title: AML Risk Manager – UBS Wealth Management USA

City: Stamford

Job Type: Full Time

Country / State: United States - Connecticut, United States - New Jersey, United States - New York

Function Category: Compliance, Risk