UBS Financial Services Financial Crime Compliance Analyst - Financial Intelligence Unit in Nashville, Tennessee
Do you want to keep criminals from abusing the financial system? Are you someone who likes to do the right thing? Do you know how to maintain independence and objectivity? We are looking for someone like that who can:
Perform name searches involved in negative news articles and reputational risk reviews related to money laundering, terrorist financing and general fraud to ensure there are no accounts/clients at the Firm for the suspects named in the article
Perform background research on entities and/or individuals using databases such as Lexis, as well as the Internet
Coordinate with Regional and Global Compliance or Business counterparts to obtain further information on clients
Complete UBS's annual BSA/AML/OFAC training
Escalate unusual or suspicious activities
What we offer:
Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.
Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).
Take the next step:
Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.
Disclaimer / Policy Statements:
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
We are currently seeking a Financial Intelligence Unit (FIU) Analyst in Nashville who will be working within the C&ORC Financial Crime team. Our role is to assist UBS in the fight against money laundering, fraud, corruption and terrorist financing. The FIU has a critical role in protecting the firm's reputation worldwide and works closely with AML Investigations and the Fraud and Anti-Money Laundering Teams.
Your experience and skills:
- a 4 year college degree or international equivalent.
-1+ years of AML experience with a wealth management, broker dealer, retail and/or private bank, and/or correspondent bank or experience internally with UBS operations.
proficiency in Microsoft Excel. The ability to use v-look up, pivot tables and macros is a significant plus.
working knowledge and ability to execute a variety of other computer based and proprietary systems to include Oracle Discoverer, DataWarehouse, LexisNexis, Internet Explorer, other MS Office applications, and/or various compliance related and database systems.
excellent verbal/written skills and should be analytically and technologically advanced.
result-oriented and assertive (you don’t shy away from challenging situations)
Highly analytical; focused on detail but can also see the bigger picture
A good briefer, can think quickly on your feet, outgoing, a strong networker and capable of and interested in forming positive relationships with other teams and divisions
Flexible and detail-oriented with the ability to multi-task and change directions based on business demands
A proven team player and able to handle a diverse workload with multiple deadlines
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
Job Reference #: 175166BR
Business Divisions: Corporate Center
Title: Financial Crime Compliance Analyst - Financial Intelligence Unit
Job Type: Full Time
Country / State: United States - Tennessee
Function Category: Compliance, Risk