UBS Financial Services Americas Financial Crime Head of Policy, Training & Risk Assessment in Nashville, New Jersey

Your role:

Do you want to work protecting one of the largest financial institutions against money laundering and terrorist financing risks? Are you someone who likes to do the right thing? Do you know how to maintain independence and objectivity? Are you someone with the ability of articulating rules and guidance to be followed by others? We are looking for someone like that who can:

  • develop Financial Crime related policies and procedures in a consistent and clear manner, following adequate interpretation of applicable rules and regulations

  • support the Financial Crime Compliance Head on the implementation of policies and procedures, while partnering with business senior management

  • define and implement training plans and materials to promote a culture of Compliance and increase the awareness of Financial Crime related risks

  • conduct robust risk assessment processes to identify, manage, escalate and mitigate risk exposure while using qualitative and quantitative content

  • manage the Financial Crime Compliance Americas Policy, Training and Risk Assessment team to ensure adherence to local requirements and meet global standards

  • work on global and regional policy and procedure initiatives

What we offer:

Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.

Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).


Take the next step:

Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.

Disclaimer / Policy Statements:

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team:

We are currently seeking a manager who will be working within the C&ORC Financial Crime team for the Americas. Our role is to assist UBS in the fight against money laundering, fraud, corruption and terrorist financing.

Your experience and skills:

You have:

-a 4 year college degree or international equivalent

-5+ years of AML experience with a wealth management, broker dealer, retail and/or private bank, and/or correspondent bank or 10+ years of investigative or securities experience at a law firm, regulatory agency, financial institution, major consulting firm or in law enforcement.

  • AML or regulatory experience in the securities industry is preferred

-experience handling sensitive information with a high degree of discretion with a focus on the maintenance of client privacy

-Certified Anti-Money Laundering Specialist (ACAMS) / Certified Fraud Examiner (CFE) / Certified AML and Fraud Professional (CAFP) is a plus

You are:

-analytical, with the ability to provide practical solutions and prioritize a diverse workload with multiple deadlines

-results-oriented and assertive (you don’t shy away from challenging situations)

-highly flexible and detail-oriented with the ability to multi-task and change directions based on business demands

About us:

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Your colleagues:

Job Reference #: 171272BR

Business Divisions: Corporate Center

Title: Americas Financial Crime Head of Policy, Training & Risk Assessment

City: Nashville, New York, Weehawken

Job Type: Full Time

Country / State: United States - New Jersey, United States - New York, United States - Tennessee

Function Category: Compliance, Risk