UBS Financial Services Financial Crime Compliance Sanctions Analyst in Nashville, Connecticut
Do you want to protect the financial system from direct and indirect sanctions risk? Are you someone who likes to do the right thing? Do you know how to maintain independence and objectivity?
We are looking for someone like that who can:
Review check payments for names on the global sanctions lists to ensure no transactions are being processed with the subjects named on the lists.
Review and supervise real-time payment hit handling by second cut review team to assess sanctions alerts and decision appropriately
Perform searches of names on the global sanctions lists and ensure we have no accounts/clients at the Firm for the subjects named on the lists.
Perform background research on entities and/or individuals using databases such as Lexis, as well as the Internet and coordinate with Regional and Global Compliance, Operations or Business counterparts to obtain further information on clients/accounts
Review stock deposits for names on the global sanctions lists to ensure that stocks being deposited are not owned by or associated with a sanctioned person/entity.
Escalate unusual or suspicious activities
Complete UBS's annual BSA/AML/OFAC training
What we offer:
Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.
Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).
Take the next step:
Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.
Disclaimer / Policy Statements:
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
We are currently seeking a Sanctions Analyst who will be working within the C&ORC Financial Crime Team. Our role is to assist UBS in the fight against money laundering, fraud, corruption and terrorist financing.
Your experience and skills:
- a 4 year college degree or international equivalent
-1+ years of AML experience with a wealth management, broker dealer, retail and/or private bank, and/or correspondent bank
proficiency in Microsoft Excel including use of v-look up, pivot tables and macros a plus
working knowledge and ability to execute a variety of other computer based and proprietary systems to include Oracle Discoverer, DataWarehouse, LexisNexis, Internet Explorer, other MS Office applications, and/or various compliance related and database systems.
excellent verbal/written and should be analytically and technologically advanced
analytical / critical thinker, with the ability to provide practical solutions and able to prioritize a diverse workload with multiple deadlines
result-oriented and assertive (you don’t shy away from challenging situations)
highly flexible and detail-oriented with the ability to multi-task and change directions based on business demands
a self-starter with the initiative to work independently, as well as with others.
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
Job Reference #: 174388BR
Business Divisions: Corporate Center
Title: Financial Crime Compliance Sanctions Analyst
City: Nashville, Stamford, Weehawken
Job Type: Full Time
Country / State: United States - Connecticut, United States - New Jersey, United States - Tennessee
Function Category: Compliance, Risk