UBS Financial Services Business Risk Specialist in London, United Kingdom
Do you know how to keep an eye out for and avoid risk? Are you skilled at assessing processes and making improvements? We’re looking for someone like that who can:
–\tbring trading and order processing knowledge with a particular focus on Best Execution
–\tregularly evaluate and improve the existing control framework, put new controls into action and systematically track these
–\tdevelop metrics to evaluate and mitigate risk
–\tmake sure that legal, compliance and regulatory requirements are observed
–\tinvestigate and resolve operational risk issues in accordance with internal policies and external regulatory requirements
–\tact as an interface between location and Central IPS functional risk teams
–\tprovide transparent risk reporting to management, auditors and regulators
–\tis proficient in Excel (and power point)
What we offer:
Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.
Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).
Take the next step:
Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.
Disclaimer / Policy Statements:
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
You’ll be working in the Investment Products and Services aligned Business Risk Management team in London. We are responsible for all aspects for first line business risk management associated with the Wealth management Investment Products and Services team in the UK & Jersey. The team implements the WM control framework around IPS in the UK which provides an integrated approach to managing and operating our business and allows us to consistently assess all areas of risk, identify and prioritise gaps, manage key risks and provide a basis for evidencing effective and compliant principles and practices.
Your experience and skills:
–\ta university degree, ideally
–\texperience in a financial services environment, with a particular focus on Best Execution through either a trading or regulatory environment.
–\tan understanding of risk and controls and the willingness to increase your knowledge in this area
–\ta clear communicator, with exceptional interpersonal skills
–\tan analytic thinker, with the ability to provide practical solutions
–\ta self-starter, willing to take on responsibility (you can micromanage yourself)
–\t reliable when working independently, with a sound judgment for when to escalate issues
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
Job Reference #: 173369BR
Business Divisions: Global Wealth Management
Title: Business Risk Specialist
Job Type: Full Time
Country / State: United Kingdom
Function Category: Business management, administration and support