UBS Financial Services MIFID II Regulatory Oversight Analyst in Kraków, Poland
Have you had exposure to Equity, FX, Rates and Credit products? We are looking for someone to:
partner with our colleagues in the business and other key stakeholders to ensure our compliance with MIFID II: Trade Reporting, Order Recordkeeping and Best Execution Reporting requirements and provide day to day oversight of the quality, completeness and timeliness of our reporting
operate a suite of reconciliations designed to assure the completeness and accuracy of our reporting under MIFID II and perform first level analysis on resulting exceptions, identifying areas of misreporting and suggesting appropriate remediation actions
feed into existing governance forums to provide updates on our reporting performance
support in the maintenance of our eligibility services, conducting UAT to ensure technological and regulatory change does not have an adverse impact on our reporting performance
create metrics to identify reporting issues and act quickly to determine the cause and escalate to our onshore counterparts as necessary
What we offer:
Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.
Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).
Take the next step:
Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.
Disclaimer / Policy Statements:
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
The role is sat within the new MIFID II Regulatory Oversight Team. The team consists of a London based group of 6 and a new nearshore team of 4 in Krakow/Zabierzow. The team's mandate is to ensure the Investment Bank adheres to specific regulatory requirements arising from MIFID II.
Your experience and skills:
experience in business analysis and reconciliation operation in an Investment Banking environment
an understanding of Equity, FX, Rates and Credit products as well as of current and previous reporting regulations
experience in process improvement and optimisation
strong verbal and written communication skills, an excellent working knowledge of Excel and an ability to challenge and communicate confidently at all levels within the organisation
a strategic and creative thinker, able to act with initiative and influence senior stakeholders
technically minded and comfortable with data and complex technological solutions
able to identify risks and escalate where necessary
a flexible self-starter with the ability to work independently or collaboratively
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
Job Reference #: 176595BR
Business Divisions: Investment Bank
Title: MIFID II Regulatory Oversight Analyst
Job Type: Full Time
Country / State: Poland
Function Category: Business management, administration and support, Investment Banking, Risk