UBS Financial Services Compliance Specialist - ABC & Sanctions in Hong Kong, Hong Kong
Do you have an analytic mind? Are you great at answering questions and giving advice? We arte looking for someone like that to support our APAC Anti-Bribery & Corruption (ABC) & Sanctions Programs. You will support the existing Financial Crime ABC & Sanctions Framework, as it applies to cross business divisions in APAC locations. You will sit within the Global Compliance & Operational Risk Financial Crime Compliance framework, and will report to the APAC Regional Head of Anti-Bribery & Corruption based in Shanghai, China with local reporting to the APAC Regional Head of Sanctions.
•\tengage with the front office business to deal with day to day escalations and inquiries on -related topics, including the provision and acceptance of client-related gifts & entertainment and other ABC and Sanctions issues
•\tprovide support on related investigations and inquiries which are escalated
•\tassist with logging, metrics reporting and analysis and regulatory reporting, as required
•\tassist in the further development reporting and management information
•\tproviding general support for the Financial Crime ABC & Sanctions team, as needed
•\tthis candidate when trained up will be provide back up support to the existing Gift and Entertainment / Sanctions Officer
What we offer:
Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.
Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).
Take the next step:
Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.
Disclaimer / Policy Statements:
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
You will have an opportunity to join a dynamic, best-in-class Financial Crime Compliance team. We are professional, friendly and always looking to improve.
Your experience and skills:
•\ta legal degree or equivalent education with relevant experience within a law firm or financial services institution, regulatory body and/or comparable environment
•\tgood working knowledge of banking and securities laws, regulations, directives and regulatory expectations, particularly those related to anti-bribery & corruption
•\tan ability to identify problems and seek practical solutions
•\tskills needed to participate in regional/global projects within the Compliance department
•\texcellent communication skills (both written and oral) along with good interviewing skills and the ability to ask the right questions in order to obtain a thorough knowledge of a subject
•\tthe ability to work effectively with others, be prepared to take a supportive role where required, assist others at short notice and be part of a small close-knit team
•\texcellent report writing skills and the ability to communicate risks, controls and proposed operational solutions in an effective way to audiences of all levels of seniority
•\tpragmatism and the ability to ‘think on your feet’, balancing commercial objectives with legal, regulatory and ethical considerations to arrive at sound judgments and decisions and providing compelling solutions
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
Job Reference #: 178742BR
Business Divisions: Corporate Center
Title: Compliance Specialist - ABC & Sanctions
City: Hong Kong
Job Type: Full Time
Country / State: Hong Kong
Function Category: Compliance