UBS Financial Services Client Risk Team Lead in Any, United States
Are you adapt at making risk-based decisions? Do you enjoy partnering across multiple business area, home office and field functions to lead strategic initiatives and build new capabilities? Are you incredibly organized with an eye for detail? Do you have what it take to lead a high performance team that deals with complex client situations? Are you a great communicator, with the ability to communicate appropriately at all levels in the organization and organized and detail oriented?
We’re looking for someone like that to lead a team that will - help prospective international clients and advisors gather, process and collect all the documentation required to become a client of UBS
– execute account updates and maintenance to ensure to ensure that the document records correspond with data in the system – conduct ongoing client reviews to ensure activity aligns with goals and purpose
modify, update, and distribute policies (including the maintenance of the required document checklist); communicate constantly by delivering updated procedures to branches and home office
devise and facilitate training relating to account documentation policies and procedures for branches
Subject matter expert in International Documentation
recommend account opening related enhancements to the systems, policies, and procedures, and implement accordingly
build strong working partnership with Compliance and Operations peers
What we offer:
Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.
Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).
Take the next step:
Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.
Disclaimer / Policy Statements:
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Our main objective is to act as a one-stop, in-house shop for UBS Financial Advisors to incorporate the firm's unique global capabilities into their clients' portfolios. You will manage a team of analysts supporting the client lifecycle from onboarding to maintenance and will be the first line sign off on periodic reviews for your location. You will be responsible analyzing and reviewing new and existing account and corporate documentation to ensure that accounts adhere to UBS and external KYC (Know Your Client) and AML (Anti-Money Laundering) policies, procedures, and regulations. You will be working closely with Legal and Compliance teams to resolve AML, Cross Border, or any other issues that occur during the account opening process.
Your experience and skills:
a university degree
-3 years Financial Services experience in a similar role
demonstrated leadership and team management experience
a basic understanding of Microsoft Office
ability to think outside the box and problem solving skills
-9/10 registration or will achieve within 6 months
-Spanish/Portuguese/Mandarin a plus
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
Job Reference #: 177264BR
Business Divisions: Global Wealth Management
Title: Client Risk Team Lead
Job Type: Full Time
Country / State: United States
Function Category: Business management, administration and support