UBS Financial Services US Legal Counsel, WM and P&C in Zürich, Switzerland
Are you a skilled US qualified lawyer with some experience or training in US regulatory matters? Do you have experience in advising Wealth Management businesses in how to navigate through US regulatory requirements? We are looking for someone like this to:
assist in the establishment and maintenance of UBS policies, rules and procedures with regard to UBS Wealth Management and Private & Corporate Banking's (UBS WM and P&C) dealings with US persons globally, in close collaboration with external legal counsel, the UBS Compliance department and a variety of business representatives
assist in advising the various UBS WM and P&C businesses with respect to dealing with the application of US regulatory requirements on a cross-border basis
monitor changes in relevant US regulations and assess impact on UBS WM and P&C's dealings that may have US regulatory implications
liaise with and manage external counsel
What we offer:
Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.
Take the next step:
Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.
UBS HR Recruiting Switzerland
Disclaimer / Policy Statements:
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
The WM and P&C US Legal team is a small team of specialized US qualified lawyers based in Zurich and forms part of the larger Legal Wealth Management team focusing on international markets and cross-border regulatory matters. With its global mandate for its specialist areas of expertise, the team covers US legal and regulatory topics for UBS WM and P&C in Switzerland and the international Wealth Management locations, and provides legal coverage for UBS Swiss Financial Advisers AG, UBS's Zurich based subsidiary licensed as a securities dealer in Switzerland and as an investment advisor in the US.
Your experience and skills:
a US law degree and admission to the bar
1933 Act, 1934 Act, Investment Advisers Act, CFTC regulations and US tax law experience or training
practical experience in international banking or in an international law firm focusing on wealth management and/or regulation of financial institutions) is a plus
interest in complex legal and regulatory issues
ability to manage multiple internal and external interfaces
ability to efficiently cooperate with and manage external legal counsel
very strong analytical skills
detail-oriented and capable of working under pressure and within deadlines
self-motivated, naturally inquisitive, and a fast learner
highly articulate, excellent in interpersonal interactions, able to influence and persuade
honest, open for and willing to challenge, always striving for excellence
fluent in English (additional languages, such as German, are an asset)
collaborative on all levels and a team player
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in almost 900 offices and more than 50 countries. Do you want to be one of us?
Job Reference #: 151172BR
Business Divisions: Corporate Center
Title: US Legal Counsel, WM and P&C
Job Type: Full Time
Country / State: Switzerland - Zürich
Function Category: Legal