UBS Financial Services Senior Audit Manager Investment Products and Services in Zürich, Switzerland
Job Reference #:
Are you a sharp evaluator of risk? Can you investigate complex situations and propose solutions?
We’re looking for someone like that who can:
– conduct reviews and audits of investment products and services (e.g. client portfolio management, investment advisory, alternative investments, structured products or trade execution services), provide practical, innovative and value-added solutions to issues identified
– analyze and assess risks (e.g. suitability, conflicts of interest, misuse of market sensitive information, transaction capture and processing, cross-border), assumed by both the business and support functions
– identify and evaluate the effectiveness of controls designed to address those risks
– prepare reports of audit findings for UBS senior management, monitor the results, risk profile and developments across GIA network and provide input for planning sessions
Senior Audit Manager Investment Products and Services
Full Time, Part Time
Country / State:
Switzerland - Zürich
What we offer:
Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.
Why UBS? Video
Take the next step:
Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.
UBS HR Recruiting Switzerland
Disclaimer / Policy Statements:
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
You will be working in the Group Internal Audit team. GIA’s role, as an independent function, is to support UBS in achieving its strategic, operational, financial and compliance objectives. We do this by assessing key processes as well as governance, risk management and the control environment within all business divisions and Corporate Center functions globally. We are independent in our work and report directly to the Chairman of the Board of Directors and the Audit Committee.
We are a talent powerhouse that attracts and develops the best people by driving career growth in and outside the department. Our team is responsible for auditing the Investment Products and Services, Chief Investment Officer and Ultra High Net Worth client areas.
Your experience and skills:
– a university or commercial school degree
– experience (at least 6 years) in Investment Products and Services or related audit, compliance or risk management.
– strong analytical skills and willingness to keep up with industry, regulatory developments and learn new concepts and methods
– a detailed understanding of banking operations and regulations as well a quantitative approach to problem solving.
– reliable when working independently, with sound judgment for when to escalate issues
– risk focused, and capable of using data analytics to gain insights into transactions, clients, and investment products
– a flexible and committed team player willing to travel to other UBS locations for audit assignments
– curious and willing to discover all aspects of the bank, with the ambition to advance your career in an international environment.
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in almost 900 offices and more than 50 countries. Do you want to be one of us?