UBS Financial Services Business Risk Regulatory Specialist in Weehawken, New Jersey
Are you experienced with Wealth Management products and services and at working with regulators? Does a risk management role embedded in the business interest you? We are looking for someone like that to:
− manage the Business Risk & Quality Management (BR&QM) Regulatory & Compliance Program
− work with our Wealth Management Advice and Solutions (WMAS) product areas through regulatory exams (e.g., Federal Reserve, FINRA, SEC)
− manage regulatory related processes for WMAS (e.g., Comprehensive Capital Analysis and Review (CCAR), Volcker Rule))
− coordinate the business with UBS internal regulatory interfaces
− manage and/or support other BR&QM functional risk management programs as needed
- be back up coverage for our public finance business risk management.
What we offer:
Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.
Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).
Take the next step:
Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.
Disclaimer / Policy Statements:
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
You will be working as part of the BR&QM team within the WMAS group. This is within the Wealth Management Americas business division.
BR&QM interfaces with our businesses to deliver effective fit-for-purpose risk and quality management solutions supportive of WMAS Management and Business Partners/Control Functions. At any given point, our team is executing against both externally driven requirements and WMAS originating projects, initiatives and ongoing processes. BR&QM also manages the key WMAS Risk Governance Forum, the recurring WMAS Risk Review Meeting.
BR&QM is central to the WMAS implementation of the UBS Group Operational Risk Framework. The approach strikes a balance between efficiently engaging the business to meet required deliverables while minimizing disruption to their day-to-day operations, notably within the following \"functional programs.\"
• Operational Risk, Regulatory & Compliance
• Audit Management
• Standards & Policies
• Business Continuity, Outsourcing, Nearshoring & Offshoring and Vendor management
Your experience and skills:
− a bachelor's degree
− minimum of 7 years' experience
− experience working directly with financial services regulators (e.g., Federal Reserve, FINRA, SEC)
− experience with regulatory related processes and implementations (e.g., CCAR, Volcker Rule)
− experience with and knowledge of financial products and their development life cycle management
− experience working with the business in regulatory, compliance, risk or audit environment, with a combination a plus
− awareness and knowledge of national and international industry wide risk related initiatives and structures (e.g., SOX)
− a great communicator (written/verbal) with the ability to present and negotiate complex issues at all levels through senior management
− capable of working in virtual teams leveraging immediate colleagues and others as necessary
− able to challenge and be challenged
Preferably you also have:
− MBA or other Master's degree
− additional financial services education or qualifications a plus
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in almost 900 offices and more than 50 countries. Do you want to be one of us?
Job Reference #: 157225BR
Business Divisions: Wealth Management Americas
Title: Business Risk Regulatory Specialist
Job Type: Full Time
Country / State: United States - New Jersey
Function Category: Business management, administration and support