UBS Financial Services Policy Officer - U.S. Regulatory Expert in Stamford, Connecticut

Your role:

Are you an expert on U.S. banking and financial markets regulation? Are you up to date on regulatory developments and able to translate them into internal policy?

Then we are looking for someone like you to:

  • develop policies that require effective communication and collaboration with all impacted areas in the firm, including helping to define and document the processes and controls

  • perform gap analyses between U.S. regulation and UBS's existing risk policy framework

  • develop and maintain risk policies which are specific to or impacting the U.S. business

  • advise as the internal expert for U.S. regulation – your internationally based colleagues on U.S. regulatory requirements

  • help strengthen our policy team with an expert on U.S. regulation impacting UBS (including regulation set by Fed, FDIC, OCC, SEC, and interagency regulation etc.)

What we offer:

Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.

Take the next step:

Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.

Disclaimer / Policy Statements:

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team:

You will be part of a global team of policy experts and will ensure UBS's risk policies comply with U.S. regulations.

The Risk Governance & Policy team is responsible for developing and maintaining policies for Group Risk Control, and for overseeing UBS's policy framework, including the central library and the endorsement process.

Your experience and skills:

You have:

  • 5+ years of experience in a U.S. regulated financial institution

  • in depth knowledge of the U.S. regulatory environment and its impact on UBS, in particular in the area of risk management

  • the ability to operate efficiently in a complex global environment

  • excellent writing skills and the ability to translate complex legal or regulatory text into internal policy which all staff can understand and implement

  • the ability to prioritize effectively and complete tasks independently

You are:

  • a team player and enjoy working in a global business environment

  • able to develop creative solutions which help UBS complying with U.S regulatory standards while keeping is policy framework as lean and globally consistent as possible

  • a skilled user of Microsoft office tools

  • motivated, with a strong work ethic and passionate \"can-do\" mentality

About us:

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in almost 900 offices and more than 50 countries. Do you want to be one of us?

Job Reference #: 152011BR

Business Divisions: Corporate Center

Title: Policy Officer - U.S. Regulatory Expert

City: Stamford

Job Type: Full Time

Country / State: United States - Connecticut

Function Category: Risk