UBS Financial Services Regulatory Affairs Relations Manager in New York, New York

Job Reference #:


Business Divisions:

Corporate Center

Your role:

Are you a confident decision maker and problem solver? Do you enjoy learning new skills and working in a team environment? We are looking for someone like this to help us in:

•Strategically manage meetings between UBS subject matter experts and supervisors including preparing UBS management for the meetings, recording key issues and outcomes and ensuring actions are addressed promptly and clearly

•Manage examinations between UBS subject matter experts and supervisors including advising UBS management on information requests before and during the examinations, tracking examination findings, and providing regular status updates to various senior UBS management and governance forums

•Collaborate with other global regulatory managers, including analyzing developments across jurisdictions to ensure consistency of approach and reporting on US aspects of relevant developments for global meetings and reports.

•Pro-actively identify trends in regulatory requests and discussions and raise them to senior regional and business management to ensure strategic responses

•Prepare briefings for and brief senior management for regular and ad hoc meetings with key supervisors

•Extensive interactions with regulators and / or audit staff on a range of supervisory topics


Regulatory Affairs Relations Manager


New York

Job Type:

Full Time

Country / State:

United States - New York

Function Category:

Business management, administration and support

What we offer:

Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.

Why UBS? Video

Take the next step:

Fitting in at UBS means being passionate and motivated about what you do. If you like collaborating, are used to challenging others and being challenged in return, then you have the right attitude to thrive in our environment. Want to become part of our team? Apply now.

Disclaimer / Policy Statements:

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team:

The UBS Group Regulatory and Governance (GRG) team ensures a robust framework for managing UBS' regulatory relations and actively coordinates and implements UBS' most critical strategic regulatory initiatives. You'll be responsible for working with the US GRG on the Regulatory Affairs team; this role is located in New York City.

Your experience and skills:

You have:

•experience in the financial services industry preferably including work experience at a US federal banking agency or in a bank or bank holding company's finance, risk control, compliance, or internal audit department

•very strong Microsoft Office skills (Word, Excel and Power Point)

•excellent communication skills, with ability to build networks across a culturally diverse organization

You are:

•capable of working under pressure whilst juggling multiple tasks in a time sensitive environment and are a strong team player

•enthusiastic and approachable in the work place, always showing commitment and striving for excellence