UBS Financial Services Head of Financial Crime - Asset Management Americas in New York, New York

Job Reference #:


Business Divisions:

Corporate Center

Your role:

As Head of Financial Crime you will be responsible for coordinating global projects and provide advice and guidance to senior management on matters related to AML, Sanctions, Fraud and Anti-Corruption functions and helps implement the associated policies, monitoring, controls and testing.


Head of Financial Crime - Asset Management Americas


New York

Job Type:

Full Time

Country / State:

United States - New York

Function Category:


What we offer:

Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.

Why UBS? Video

Take the next step:

Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.

Disclaimer / Policy Statements:

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team:

The Head of Financial Crime AM Americas will report directly to Asset Management Head of C&ORC - Americas. You will work closely with the Chief Compliance Officers of UBS Asset Management (Americas) Inc., UBS Asset Management (US) Inc., UBS Asset Management (Canada) Inc., UBS Hedge Fund Solutions LLC., UBS O'Connor LLC., and UBS Real Estate. You will also work closely with UBS WMA, Regional Americas Financial Crime and Global AM Financial Crime teams.

Your experience and skills:

You Have:

  • knowledge and understand of theories, concepts and sound practices relevant to AML/CFT, Sanctions and, Anti-Bribery and Corruption.

  • knowledge of UBS Policies and Procedures and local regulation in AML/CFT, Sanctions and, Anti-Bribery and Corruption.

You Are:

  • able to identify issues, analyze and participate in the resolution of issues/problems.

  • conceptual analytical and evaluative skills to conduct risk assessments. Is able to apply judgment in the interpretation and application of applicable Policies, Procedures, Laws and, Regulations.

About us:

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in almost 900 offices and more than 50 countries. Do you want to be one of us?